FINRA News
- FINRA Executive Vice President Michael Rufino Announces Departure November 25, 2020WASHINGTON – FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA’s Sales Practice Examination, Risk Monitoring and […]
- Statement from Robert W. Cook, FINRA President and CEO Regarding SEC Chairman Jay Clayton November 25, 2020Throughout his tenure as Chairman of the SEC, Jay Clayton has been a strong advocate for investors and for fairness and integrity in our securities markets, and we have valued his partnership and support in overseeing the securities industry. Chairman Clayton has put forward an array of initiatives that promote the interests of retail investors, […]
- New Research: Financial Literacy Is Significant Indicator of Positive Future Financial Outcomes and Behaviors November 25, 2020Varying Levels of Financial Knowledge Among Americans May Deepen Inequality WASHINGTON – Financial literacy is a strong indicator of positive financial outcomes for the future, but differing levels of financial literacy among Americans may contribute to widening inequality among different segments of the population, according to a new study by the FINRA Investor Education Foundation (FINRA […]
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